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Finance and Insurance Commission
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#	Item
201	COMMISSIONER OF SECURITIES AND INSURANCE MONTANA STATE AUDITOR STATE OF MONTANA IN THE MATTER Add to Reading List Source URL: sao.mt.gov Language: English - Date: 2012-11-27 17:40:08 Business Financial adviser Investment Registered representative U.S. Securities and Exchange Commission Investment Advisor Federal Reserve System Financial Industry Regulatory Authority Broker-dealer Financial economics Finance United States securities law
202	JAC Regulatory Update #04-04 CFTC Adoption of Risk Based Capital and Other Reporting Requirements August 20, 2004 Page 2 Add to Reading List Source URL: www.wjammer.com Language: English - Date: 2014-11-19 12:22:10 Banking Capital requirement Insurance Commodity Futures Trading Commission Subordinated debt Financial capital Futures contract Financial economics Economics Finance
203	OPENING STATEMENT OF RANKING DEMOCRATIC MEMBER PAUL E. KANJORSKI SUBCOMMITTEE ON CAPITAL MARKETS, INSURANCE, AND GOVERNMENT SPONSORED ENTERPRISES THE FASB STOCK OPTIONS PROPOSAL: ITS EFFECT ON THE U.S. ECONOMY AND JOBS Add to Reading List Source URL: democrats.financialservices.house.gov Language: English - Date: 2007-02-11 23:00:00 Financial Accounting Standards Board U.S. Securities and Exchange Commission Institute of Chartered Accountants of India Financial markets Financial regulation Employee stock option Arthur Levitt Accountancy Finance Business
204	Confirmation, Portfolio Reconciliation and Portfolio Compression Requirements for Swap Dealers and Major Swap Participants Add to Reading List Source URL: www.insurance.naic.org Language: English - Date: 2011-08-16 16:08:12 Financial institutions Hedge Insurance Commodity Futures Trading Commission Types of insurance Bonds Credit default swap Dodd–Frank Wall Street Reform and Consumer Protection Act Financial economics Investment Finance
205	March 3, 2004 Opening Statement by Congressman Paul E. Gillmor House Financial Services Committee Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises Hearing on H.R. 3574, the Stock Option Ac Add to Reading List Source URL: democrats.financialservices.house.gov Language: English - Date: 2007-02-11 23:00:00 Auditing Financial Accounting Standards Board United States Generally Accepted Accounting Principles Employee stock option Sarbanes–Oxley Act Stock option expensing U.S. Securities and Exchange Commission Generally Accepted Accounting Principles Arthur Levitt Accountancy Finance Business
206	June 24, 2004 Opening Statement by Congressman Paul E. Gillmor House Financial Services Committee Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises Hearing on Oversight of the Public Compan Add to Reading List Source URL: democrats.financialservices.house.gov Language: English - Date: 2007-02-11 23:00:00 Finance Economy of the United States Public Company Accounting Oversight Board Corporate governance Sarbanes–Oxley Act Internal control Audit U.S. Securities and Exchange Commission William Joseph McDonough Accountancy Auditing Business
207	TESTIMONY OF MARC E. LACKRITZ PRESIDENT, SECURITIES INDUSTRY ASSOCIATION BEFORE THE COMMITTEE ON FINANCIAL SERVICES SUBCOMMITTEE ON CAPITAL MARKETS, INSURANCE AND Add to Reading List Source URL: democrats.financialservices.house.gov Language: English - Date: 2007-02-11 23:00:00 United States Securities and Exchange Commission Finance Financial regulation Self-regulatory organization Financial services Securities Exchange Act U.S. Securities and Exchange Commission Registered representative Regulation NMS United States securities law Financial economics Financial system
208	Opening Statement Chairman Michael G. Oxley Committee on Financial Services Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises Add to Reading List Source URL: democrats.financialservices.house.gov Language: English - Date: 2007-02-11 23:00:00 Finance Sarbanes–Oxley Act Public Company Accounting Oversight Board Internal control Audit U.S. Securities and Exchange Commission Center for Audit Quality Information technology controls Auditing Accountancy Business
209	COMMISSIONER OF SECURITIES AND INSURANCE MONTANA STATE AUDITOR In the matter of J.P. MORGAN SECURITIES, LLC Add to Reading List Source URL: sao.mt.gov Language: English - Date: 2014-07-25 11:29:56 Finance United States securities law 73rd United States Congress United States Securities and Exchange Commission Business intelligence SAS Broker-dealer Short Securities Act Financial markets Financial economics Financial system
210	Escrow Agreement With Reinsured Company Plan of Operation Section IV. Exhibit h.1. The Federal Crop Insurance Corporation ("FCIC") and __________________________ ("Company") hereby agree that an interest-bearing escrow a Add to Reading List Source URL: www2.rma.usda.gov Language: English - Date: 2014-02-11 09:42:31 Personal finance Government Economics Financial Crisis Inquiry Commission Closing Federal Crop Insurance Corporation Real property law Law Escrow

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